FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
SEMPRA ENERGY [ SRE ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 07/08/2005 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 07/08/2005 | M | 142,700 | A | $19.06 | 430,617 | D | |||
Common Stock | 07/08/2005 | M | 43,900 | A | $21 | 474,517 | D | |||
Common Stock | 07/08/2005 | M | 35,000 | A | $21 | 509,517 | D | |||
Common Stock | 07/08/2005 | S(1) | 211,900 | D | $42 | 297,617 | D | |||
Common Stock | 07/08/2005 | S(1) | 3,300 | D | $42.01 | 294,317 | D | |||
Common Stock | 07/08/2005 | S(1) | 6,400 | D | $42.02 | 287,917(2) | D |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (2/8/2000 - 143,700 shs)(3) | $19.06 | 07/08/2005 | M | 142,700 | (3) | (3) | Common Stock | 142,700 | (4) | 0 | D | ||||
Employee Stock Option (5/4/1999 - 43,900 shs)(3) | $21 | 07/08/2005 | M | 43,900 | (3) | (3) | Common Stock | 43,900 | (4) | 0 | D | ||||
Employee Stock Option (5/4/1999 - 109,800 shs)(3) | $21 | 07/08/2005 | M | 35,000 | (3) | (3) | Common Stock | 35,000 | (4) | 74,800 | D | ||||
Phantom Shares(5) | (6) | 07/08/2005 | A | 21 | (7) | (8) | Common Stock | 21 | $41.9 | 53,564 | D |
Explanation of Responses: |
1. Sold in accordance with a March 15, 2005 written instruction and plan for trading securities pursuant to Rule 10b5-1(c) under the Securities Exchange Act of 1934. |
2. Final share ownership after reported transacations. |
3. Employee stock options (rights to buy) Sempra Energy Common Stock granted on the date and as to the number of shares indicated parenthically. Expire ten years from original grant date or following earlier termination of employment. |
4. Not Applicable |
5. Phantom shares of Sempra Energy Common Stock acquired under Sempra Energy multi-fund deferred compensation and excess savings plans. Total includes any additional shares accrued as dividend equivalents since the date of the last report of phantom share acquisitions. Plan payouts are in cash and limited intra-plan transfers are permitted based on the then market value of the shares of Sempra Energy Common Stock to which the phantom shares relate. |
6. Conversion of Derivative Security is 1 for 1. |
7. Date Exercisable is Immediate. |
8. Expiration date is Not Applicable. |
Remarks: |
DONALD E. FELSINGER, G. Joyce Rowland, Senior VP of Sempra Energy and Attorney-In-Fact | 07/11/2005 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |